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XNAS 18 Mar, 2025 1:51 PM (EDT)



Insider Trading disclosures for Alx Oncology Holdings Inc

The latest disclosure was made by Jason Lettmann in Alx Oncology Holdings Inc where a trade of 2,159 Common Stock done at an average price of $1.2 was reported to US exchanges on Feb. 19, 2025.

Insider trading is the trading of a company’s securities by individuals with access to confidential or material non-public information about the company. A company is required to report trading by corporate officers, directors, or other company members with significant access to privileged information to the Securities and Exchange Commission (SEC).

Client Name Client Category Action Reported to Exchange Quantity Post Transaction Holding Traded % Avg. Price Value Security Type
Jason Lettmann Director, CHIEF EXECUTIVE OFFICER Sale of securities on an exchange or to another person at price $ 1.15 per share. 19 Feb 2025 2,159 170,270 - 1.2 2,483 Common Stock
Jaume Pons PRESIDENT & CSO Sale of securities on an exchange or to another person at price $ 1.15 per share. 19 Feb 2025 1,326 579,388 - 1.2 1,525 Common Stock
Shelly Pinto SVP, FINANCE AND CAO Sale of securities on an exchange or to another person at price $ 1.15 per share. 19 Feb 2025 550 87,352 - 1.2 633 Common Stock
Corey S. Goodman Director, Ten Percent Owner Grant, award, or other acquisition of securities at price $ 0.00 per share. 21 Jan 2025 40,400 40,400 - - Stock Option (right to buy)
Barbara Klencke Director Grant, award, or other acquisition of securities at price $ 0.00 per share. 21 Jan 2025 40,400 40,400 - - Stock Option (right to buy)
Jason Lettmann Director, CHIEF EXECUTIVE OFFICER Grant, award, or other acquisition of securities at price $ 0.00 per share. 21 Jan 2025 478,000 478,000 - - Employee Stock Option (right to buy)
Chris H. Takimoto Director Grant, award, or other acquisition of securities at price $ 0.00 per share. 21 Jan 2025 40,400 40,400 - - Common Stock (right to buy)
Rekha Hemrajani Director Grant, award, or other acquisition of securities at price $ 0.00 per share. 21 Jan 2025 40,400 40,400 - - Stock Option (right to buy)
Jaume Pons PRESIDENT & CSO Grant, award, or other acquisition of securities at price $ 0.00 per share. 21 Jan 2025 50,000 50,000 - - Employee Stock Option (right to buy)
Alan B. Sandler Chief Medical Officer Grant, award, or other acquisition of securities at price $ 0.00 per share. 21 Jan 2025 100,000 100,000 - - Employee Stock Option (right to buy)
Shelly Pinto SVP, FINANCE AND CAO Grant, award, or other acquisition of securities at price $ 0.00 per share. 21 Jan 2025 112,000 112,000 - - Employee Stock Option (right to buy)
Harish Shantharam Chief Financial Officer Grant, award, or other acquisition of securities at price $ 0.00 per share. 21 Jan 2025 600,000 600,000 - - Employee Stock Option (right to buy)
Shelly Pinto Interim CFO Sale of securities on an exchange or to another person at price $ 1.80 per share. 06 Jan 2025 2,221 87,902 - 1.8 3,998 Common Stock
Jaume Pons PRESIDENT & CSO Sale of securities on an exchange or to another person at price $ 1.58 per share. 30 Dec 2024 10,796 580,714 - 1.6 17,060 Common Stock
Shelly Pinto Interim CFO Sale of securities on an exchange or to another person at price $ 1.58 per share. 30 Dec 2024 1,426 90,123 - 1.6 2,253 Common Stock
Hemrajani Rekha Director Purchase of securities on an exchange or from another person at price $ 1.55 per share. 02 Dec 2024 30,000 33,000 - 1.5 46,404 Common Stock
Lettmann Jason Director, CHIEF EXECUTIVE OFFICER Grant, award, or other acquisition of securities at price $ 0.00 per share. 02 Dec 2024 200,000 200,000 - - Employee Stock Option (right to buy)
Shelly Pinto Interim CFO Grant, award, or other acquisition of securities at price $ 0.00 per share. 02 Dec 2024 150,000 150,000 - - Employee Stock Option (right to buy)
Alan B. Sandler Chief Medical Officer Grant, award, or other acquisition of securities at price $ 0.00 per share. 18 Nov 2024 600,000 600,000 - - Employee Stock Option (right to buy)
Peter S. Garcia CHIEF FINANCIAL OFFICER Payment of exercise price or tax liability using portion of securities received from the company at price $ 2.58 per share. 14 Aug 2024 761 121,516 - 2.6 1,963 Common Stock
Jason Lettmann Director, CHIEF EXECUTIVE OFFICER Payment of exercise price or tax liability using portion of securities received from the company at price $ 2.58 per share. 14 Aug 2024 2,191 169,429 - 2.6 5,653 Common Stock
Jaume Pons PRESIDENT & CSO Sale of securities on an exchange or to another person at price $ 2.58 per share. 14 Aug 2024 1,937 591,510 - 2.6 4,997 Common Stock
Sophia Randolph CHIEF MEDICAL OFFICER Sale of securities on an exchange or to another person at price $ 2.58 per share. 14 Aug 2024 1,365 325,711 - 2.6 3,522 Common Stock
Shelly Pinto SVP, FINANCE AND CAO Sale of securities on an exchange or to another person at price $ 2.58 per share. 14 Aug 2024 564 91,549 - 2.6 1,455 Common Stock
Alan B. Sandler Director Grant, award, or other acquisition of securities at price $ 0.00 per share. 05 Aug 2024 40,400 40,400 - - Stock Option (right to buy)
Jaume Pons Director, PRESIDENT & CSO Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.99 per share. 11 Jul 2024 20,000 613,447 - 1.0 19,800 Common Stock
Jaume Pons Director, PRESIDENT & CSO Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. 11 Jul 2024 20,000 144,433 - - Employee Stock Option (right to buy)
Jaume Pons Director, PRESIDENT & CSO Sale of securities on an exchange or to another person at price $ 7.90 per share. 11 Jul 2024 20,000 593,447 - 7.9 158,076 Common Stock
Shelly Pinto SVP, FINANCE AND CAO Sale of securities on an exchange or to another person at price $ 5.50 per share. 05 Jul 2024 1,823 92,113 - 5.5 10,025 Common Stock
Jaume Pons Director, PRESIDENT & CSO Sale of securities on an exchange or to another person at price $ 5.82 per share. 01 Jul 2024 10,758 593,447 - 5.8 62,599 Common Stock
Sophia Randolph Director, CHIEF MEDICAL OFFICER Sale of securities on an exchange or to another person at price $ 5.82 per share. 01 Jul 2024 3,273 327,076 - 5.8 19,045 Common Stock
Shelly Pinto SVP, FINANCE AND CAO Sale of securities on an exchange or to another person at price $ 5.82 per share. 01 Jul 2024 1,373 93,936 - 5.8 7,989 Common Stock
Peter S. Garcia CHIEF FINANCIAL OFFICER Payment of exercise price or tax liability using portion of securities received from the company at price $ 6.03 per share. 28 Jun 2024 1,789 122,277 - 6.0 10,788 Common Stock
Corey S. Goodman Director, Ten Percent Owner Grant, award, or other acquisition of securities at price $ 0.00 per share. 13 Jun 2024 20,200 20,200 - - Stock Option (right to buy)
Peter S. Garcia CHIEF FINANCIAL OFFICER Purchase of securities on an exchange or from another person at price $ 8.53 per share. 13 Jun 2024 12,000 122,348 - 8.5 102,338 Common Stock
Rekha Hemrajani Director Grant, award, or other acquisition of securities at price $ 0.00 per share. 13 Jun 2024 20,200 20,200 - - Stock Option (right to buy)
Peter S. Garcia CHIEF FINANCIAL OFFICER Purchase of securities on an exchange or from another person at price $ 8.53 per share. 13 Jun 2024 12,000 122,348 - 8.5 102,338 Common Stock
Jaume Pons Director, PRESIDENT & CSO Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. 04 Jun 2024 20,000 164,433 - - Employee Stock Option (right to buy)
Jaume Pons Director, PRESIDENT & CSO Sale of securities on an exchange or to another person at price $ 8.43 per share. 04 Jun 2024 20,000 604,205 - 8.4 168,652 Common Stock
Jaume Pons Director, PRESIDENT & CSO Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.99 per share. 04 Jun 2024 20,000 624,205 - 1.0 19,800 Common Stock
Sophia Randolph Director, CHIEF MEDICAL OFFICER Sale of securities on an exchange or to another person at price $ 16.67 per share. 13 May 2024 1,797 330,349 - 16.7 29,959 Common Stock
Sophia Randolph Director, CHIEF MEDICAL OFFICER Sale of securities on an exchange or to another person at price $ 15.82 per share. 13 May 2024 10,203 332,146 - 15.8 161,380 Common Stock
Jaume Pons Director, PRESIDENT & CSO Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. 06 May 2024 20,000 184,433 - - Employee Stock Option (right to buy)
Jaume Pons Director, PRESIDENT & CSO Sale of securities on an exchange or to another person at price $ 15.92 per share. 06 May 2024 20,000 604,205 - 15.9 318,334 Common Stock
Jaume Pons Director, PRESIDENT & CSO Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.99 per share. 06 May 2024 20,000 624,205 - 1.0 19,800 Common Stock
Jaume Pons Director, PRESIDENT & CSO Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.99 per share. 16 Apr 2024 25,846 654,205 - 1.0 25,588 Common Stock
Jaume Pons Director, PRESIDENT & CSO Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. 16 Apr 2024 25,846 204,433 - - Employee Stock Option (right to buy)
Jaume Pons Director, PRESIDENT & CSO Sale of securities on an exchange or to another person at price $ 14.20 per share. 16 Apr 2024 50,000 604,205 - 14.2 710,195 Common Stock
Jaume Pons Director, PRESIDENT & CSO Sale of securities on an exchange or to another person at price $ 11.15 per share. 04 Apr 2024 20,000 628,359 - 11.2 223,036 Common Stock
Jason Lettmann Director, CHIEF EXECUTIVE OFFICER Purchase of securities on an exchange or from another person at price $ 11.31 per share. 14 Mar 2024 4,400 171,620 - 11.3 49,771 Common Stock
Pinto Shelly SVP, FINANCE AND CAO Grant, award, or other acquisition of securities at price $ 0.00 per share. 14 Feb 2024 35,000 35,000 - - Employee Stock Option (right to buy)
Jaume Pons Director, PRESIDENT & CSO Grant, award, or other acquisition of securities at price $ 0.00 per share. 14 Feb 2024 30,000 648,359 - 0 Common Stock
Sophia Randolph Director, CHIEF MEDICAL OFFICER Grant, award, or other acquisition of securities at price $ 0.00 per share. 14 Feb 2024 30,000 342,349 - 0 Common Stock
Shelly Pinto SVP, FINANCE AND CAO Grant, award, or other acquisition of securities at price $ 0.00 per share. 14 Feb 2024 15,000 93,591 - 0 Common Stock
Garcia Peter S. CHIEF FINANCIAL OFFICER Grant, award, or other acquisition of securities at price $ 0.00 per share. 14 Feb 2024 80,000 80,000 - - Employee Stock Option (right to buy)
Randolph Sophia Director, CHIEF MEDICAL OFFICER Grant, award, or other acquisition of securities at price $ 0.00 per share. 14 Feb 2024 95,000 95,000 - - Employee Stock Option (right to buy)
Lettmann Jason Director, CHIEF EXECUTIVE OFFICER Grant, award, or other acquisition of securities at price $ 0.00 per share. 14 Feb 2024 60,000 167,220 - 0 Common Stock
Jaume Pons Director, PRESIDENT & CSO Grant, award, or other acquisition of securities at price $ 0.00 per share. 14 Feb 2024 95,000 95,000 - - Employee Stock Option (right to buy)
Garcia S. Peter CHIEF FINANCIAL OFFICER Grant, award, or other acquisition of securities at price $ 0.00 per share. 14 Feb 2024 25,000 110,348 - 0 Common Stock
Jason Lettmann Director, CHIEF EXECUTIVE OFFICER Grant, award, or other acquisition of securities at price $ 0.00 per share. 14 Feb 2024 190,000 190,000 - - Employee Stock Option
Pinto Shelly SVP, Finance and CAO Sale of securities on an exchange or to another person at price $ 13.60 per share. 04 Jan 2024 2,717 78,591 - 13.6 36,957 Common Stock
Sophia Randolph Director, Chief Medical Officer Sale of securities on an exchange or to another person at price $ 15.04 per share. 29 Dec 2023 3,128 312,349 - 15.0 47,045 Common Stock
Pons Jaume Director, President & CSO Sale of securities on an exchange or to another person at price $ 15.04 per share. 29 Dec 2023 7,179 618,359 - 15.0 107,972 Common Stock
Pinto Shelly SVP, Finance and CAO Sale of securities on an exchange or to another person at price $ 15.04 per share. 29 Dec 2023 1,631 81,308 - 15.0 24,530 Common Stock
Garcia S. Peter Chief Financial Officer Sale of securities on an exchange or to another person at price $ 15.04 per share. 29 Dec 2023 1,893 85,348 - 15.0 28,471 Common Stock
Peter S. Garcia Chief Financial Officer Grant, award, or other acquisition of securities at price $ 0.00 per share. 25 Jul 2023 32,000 86,738 - 0 Common Stock
Peter S. Garcia Chief Financial Officer Grant, award, or other acquisition of securities at price $ 0.00 per share. 25 Jul 2023 101,000 101,000 - - Employee Stock Option (right to buy)
Jaume Pons Director, President & CEO Grant, award, or other acquisition of securities at price $ 0.00 per share. 25 Jul 2023 89,000 625,538 - 0 Common Stock
Jaume Pons Director, President & CEO Grant, award, or other acquisition of securities at price $ 0.00 per share. 25 Jul 2023 282,000 282,000 - - Employee Stock Option (right to buy)
Sophia Randolph Director, Chief Medical Officer Grant, award, or other acquisition of securities at price $ 0.00 per share. 25 Jul 2023 34,000 315,477 - - Common Stock
Sophia Randolph Director, Chief Medical Officer Grant, award, or other acquisition of securities at price $ 0.00 per share. 25 Jul 2023 107,000 107,000 - - Common Stock
Shelly Pinto SVP, Finance and CAO Grant, award, or other acquisition of securities at price $ 0.00 per share. 25 Jul 2023 36,000 36,000 - - Employee Stock Option (right to buy)
Shelly Pinto SVP, Finance and CAO Grant, award, or other acquisition of securities at price $ 0.00 per share. 25 Jul 2023 26,000 81,713 - 0 Common Stock
Shelly Pinto VP, Finance and CAO Sale of securities on an exchange or to another person at price $ 6.52 per share. 06 Jul 2023 7,345 55,713 - 6.5 47,889 Common Stock
Peter S. Garcia Chief Financial Officer Sale of securities on an exchange or to another person at price $ 7.34 per share. 30 Jun 2023 887 54,738 - 7.3 6,511 Common Stock
Jaume Pons Director, President & CEO Sale of securities on an exchange or to another person at price $ 7.34 per share. 30 Jun 2023 3,208 536,538 - 7.3 23,547 Common Stock
Sophia Randolph Director, Chief Medical Officer Sale of securities on an exchange or to another person at price $ 7.34 per share. 30 Jun 2023 1,605 281,477 - 7.3 11,781 Common Stock
Shelly Pinto VP, Finance and CAO Sale of securities on an exchange or to another person at price $ 7.34 per share. 30 Jun 2023 466 63,058 - 7.3 3,420 Common Stock
Corey S. Goodman Director, Ten Percent Owner Grant, award, or other acquisition of securities at price $ 0.00 per share. 20 Jun 2023 20,200 20,200 - - Stock Option (right to buy)
Jack Bech Nielsen Director, Ten Percent Owner Grant, award, or other acquisition of securities at price $ 0.00 per share. 20 Jun 2023 20,200 20,200 - - Stock Option (right to buy)
Jason Lettmann Director, Ten Percent Owner Grant, award, or other acquisition of securities at price $ 0.00 per share. 20 Jun 2023 20,200 20,200 - - Stock option (right to buy)
Rekha Hemrajani Director Grant, award, or other acquisition of securities at price $ 0.00 per share. 20 Jun 2023 20,200 20,200 - - Stock Option (right to buy)
Itziar Canamasas Director Grant, award, or other acquisition of securities at price $ 0.00 per share. 20 Jun 2023 20,200 20,200 - - Stock Option (right to buy)
Sophia Randolph Director, Chief Medical Officer Exercise or conversion of derivative security received from the company (such as an option) at price $ 1.91 per share. 09 Jun 2023 4,027 274,280 - 1.9 7,692 Common Stock
Sophia Randolph Director, Chief Medical Officer Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. 09 Jun 2023 6,256 19,084 - - Employee Stock Option (right to buy)
Sophia Randolph Director, Chief Medical Officer Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. 09 Jun 2023 2,546 92,629 - - Employee Stock Option (right to buy)
Sophia Randolph Director, Chief Medical Officer Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. 09 Jun 2023 4,027 0 - - Employee Stock Option (right to buy)
Sophia Randolph Director, Chief Medical Officer Exercise or conversion of derivative security received from the company (such as an option) at price $ 4.81 per share. 09 Jun 2023 6,256 283,082 - 4.8 30,091 Common Stock
Sophia Randolph Director, Chief Medical Officer Exercise or conversion of derivative security received from the company (such as an option) at price $ 4.08 per share. 09 Jun 2023 2,546 276,826 - 4.1 10,388 Common Stock
Peter S. Garcia Chief Financial Officer Sale of securities on an exchange or to another person at price $ 11.07 per share. 29 Dec 2022 893 53,723 - 11.1 9,886 Common Stock
Jaume Pons Director, President & CEO Sale of securities on an exchange or to another person at price $ 11.07 per share. 29 Dec 2022 3,232 539,746 - 11.1 35,779 Common Stock
Sophia Randolph Director, Chief Medical Officer Sale of securities on an exchange or to another person at price $ 11.07 per share. 29 Dec 2022 1,617 270,253 - 11.1 17,901 Common Stock
Shelly Pinto VP, Finance and CAO Sale of securities on an exchange or to another person at price $ 11.07 per share. 29 Dec 2022 482 62,097 - 11.1 5,336 Common Stock
Sophia Randolph Director, Chief Medical Officer Exercise or conversion of derivative security received from the company (such as an option) at price $ 4.81 per share. 16 Dec 2022 25,339 271,870 - 4.8 121,881 Common Stock
Sophia Randolph Director, Chief Medical Officer Exercise or conversion of derivative security received from the company (such as an option) at price $ 1.91 per share. 16 Dec 2022 8,404 233,800 - 1.9 16,052 Common Stock
Sophia Randolph Director, Chief Medical Officer Exercise or conversion of derivative security received from the company (such as an option) at price $ 4.08 per share. 16 Dec 2022 12,731 246,531 - 4.1 51,942 Common Stock
Sophia Randolph Director, Chief Medical Officer Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. 16 Dec 2022 25,339 25,340 - - Stock Option (right to buy)
Sophia Randolph Director, Chief Medical Officer Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. 16 Dec 2022 12,731 95,175 - - Stock Option (right to buy)
Sophia Randolph Director, Chief Medical Officer Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. 16 Dec 2022 8,404 4,027 - - Stock Option (right to buy)
Peter S. Garcia Chief Financial Officer Grant, award, or other acquisition of securities at price $ 0.00 per share. 05 Aug 2022 95,000 95,000 - - Employee Stock Option (right to buy)
Peter S. Garcia Chief Financial Officer Grant, award, or other acquisition of securities at price $ 0.00 per share. 05 Aug 2022 29,000 55,178 - 0 Common Stock
Jaume Pons Director, President & CEO Grant, award, or other acquisition of securities at price $ 0.00 per share. 05 Aug 2022 244,000 244,000 - - Employee Stock Option (right to buy)
Jaume Pons Director, President & CEO Grant, award, or other acquisition of securities at price $ 0.00 per share. 05 Aug 2022 74,000 542,978 - 0 Common Stock
Sophia Randolph Director, Chief Medical Officer Grant, award, or other acquisition of securities at price $ 0.00 per share. 05 Aug 2022 123,000 123,000 - - Employee Stock Option (right to buy)
Sophia Randolph Director, Chief Medical Officer Grant, award, or other acquisition of securities at price $ 0.00 per share. 05 Aug 2022 37,000 225,396 - 0 Common Stock
Shelly Pinto VP, Finance and CAO Grant, award, or other acquisition of securities at price $ 0.00 per share. 05 Aug 2022 36,000 36,000 - - Employee Stock Option (right to buy)
Shelly Pinto VP, Finance and CAO Grant, award, or other acquisition of securities at price $ 0.00 per share. 05 Aug 2022 11,000 62,718 - 0 Common Stock
Corey S. Goodman Director Grant, award, or other acquisition of securities at price $ 0.00 per share. 15 Jun 2022 12,004 12,004 - - Stock Option (right to buy)
Jack Bech Nielsen Director Grant, award, or other acquisition of securities at price $ 0.00 per share. 15 Jun 2022 12,004 12,004 - - Stock Option (right to buy)
Jason Lettmann Director, Ten Percent Owner Grant, award, or other acquisition of securities at price $ 0.00 per share. 15 Jun 2022 12,004 12,004 - - Common Stock (right to buy)
Rekha Hemrajani Director Grant, award, or other acquisition of securities at price $ 0.00 per share. 15 Jun 2022 12,004 12,004 - - Stock Option (right to buy)
Itziar Canamasas Director Grant, award, or other acquisition of securities at price $ 0.00 per share. 15 Jun 2022 2,000 2,000 - - Stock Option (right to buy)
Itziar Canamasas Director Grant, award, or other acquisition of securities at price $ 0.00 per share. 11 Apr 2022 24,009 24,009 - - Stock Option (right to buy)
Peter S. Garcia Chief Financial Officer Exercise or conversion of derivative security received from the company (such as an option) at price $ 4.08 per share. 07 Feb 2022 6,637 16,120 - 4.1 27,079 Common Stock
Peter S. Garcia Chief Financial Officer Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. 07 Feb 2022 8,363 20,813 - - Employee Stock Option (right to buy)
Peter S. Garcia Chief Financial Officer Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. 07 Feb 2022 6,637 89,022 - - Employee Stock Option (right to buy)
Peter S. Garcia Chief Financial Officer Exercise or conversion of derivative security received from the company (such as an option) at price $ 4.81 per share. 07 Feb 2022 8,363 24,483 - 4.8 40,226 Common Stock
Jaume Pons Director, President & CEO Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.99 per share. 03 Feb 2022 11,900 456,724 - 1.0 11,781 Common Stock
Jaume Pons Director, President & CEO Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. 03 Feb 2022 12,254 6,128 - - Employee Stock Option (right to buy)
Jaume Pons Director, President & CEO Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. 03 Feb 2022 11,900 230,279 - - Employee Stock Option (right to buy)
Jaume Pons Director, President & CEO Exercise or conversion of derivative security received from the company (such as an option) at price $ 1.91 per share. 03 Feb 2022 12,254 468,978 - 1.9 23,405 Common Stock
Shelly Pinto VP, Finance and CAO Grant, award, or other acquisition of securities at price $ 0.00 per share. 28 Jan 2022 50,000 50,446 - 0 Common Stock
Sophia Randolph Director, Chief Medical Officer Exercise or conversion of derivative security received from the company (such as an option) at price $ 1.91 per share. 15 Dec 2021 11,059 188,396 - 1.9 21,123 Common Stock
Sophia Randolph Director, Chief Medical Officer Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.99 per share. 15 Dec 2021 12,793 177,337 - 1.0 12,665 Common Stock
Sophia Randolph Director, Chief Medical Officer Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. 15 Dec 2021 11,059 12,431 - - Stock Option (right to buy)
Sophia Randolph Director, Chief Medical Officer Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. 15 Dec 2021 12,793 0 - - Stock Option (right to buy)
Jason Lettmann Director, Ten Percent Owner Sale of securities on an exchange or to another person at price $ 30.23 per share. 13 Dec 2021 60 285,956 - 30.2 1,814 Common Stock
Jason Lettmann Director, Ten Percent Owner Sale of securities on an exchange or to another person at price $ 30.23 per share. 13 Dec 2021 440 2,097,326 - 30.2 13,301 Common Stock
Jason Lettmann Director, Ten Percent Owner Sale of securities on an exchange or to another person at price $ 29.60 per share. 13 Dec 2021 181 286,016 - 29.6 5,358 Common Stock
Jason Lettmann Director, Ten Percent Owner Sale of securities on an exchange or to another person at price $ 29.60 per share. 13 Dec 2021 1,329 2,097,766 - 29.6 39,338 Common Stock
Jason Lettmann Director, Ten Percent Owner Sale of securities on an exchange or to another person at price $ 28.37 per share. 13 Dec 2021 299 286,197 - 28.4 8,483 Common Stock
Jason Lettmann Director, Ten Percent Owner Sale of securities on an exchange or to another person at price $ 28.37 per share. 13 Dec 2021 2,196 2,099,095 - 28.4 62,301 Common Stock
Jason Lettmann Director, Ten Percent Owner Sale of securities on an exchange or to another person at price $ 27.49 per share. 13 Dec 2021 1,296 286,496 - 27.5 35,627 Common Stock
Jason Lettmann Director, Ten Percent Owner Sale of securities on an exchange or to another person at price $ 27.49 per share. 13 Dec 2021 286,496 2,101,291 - 27.5 7,875,775 Common Stock
Jason Lettmann Director, Ten Percent Owner Sale of securities on an exchange or to another person at price $ 26.48 per share. 13 Dec 2021 2,339 287,792 - 26.5 61,937 Common Stock
Jason Lettmann Director, Ten Percent Owner Sale of securities on an exchange or to another person at price $ 26.48 per share. 13 Dec 2021 17,169 2,110,800 - 26.5 454,635 Common Stock
Jason Lettmann Director, Ten Percent Owner Sale of securities on an exchange or to another person at price $ 25.29 per share. 13 Dec 2021 11,945 2,127,969 - 25.3 302,089 Common Stock
Jason Lettmann Director, Ten Percent Owner Sale of securities on an exchange or to another person at price $ 25.29 per share. 13 Dec 2021 1,627 290,131 - 25.3 41,147 Common Stock
Sophia Randolph Director, Chief Medical Officer Sale of securities on an exchange or to another person at price $ 36.77 per share. 22 Nov 2021 14,884 164,544 - 36.8 547,314 Common Stock
Sophia Randolph Director, Chief Medical Officer Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. 22 Nov 2021 30,000 107,906 - - Stock Option (right to buy)
Sophia Randolph Director, Chief Medical Officer Exercise or conversion of derivative security received from the company (such as an option) at price $ 4.08 per share. 22 Nov 2021 30,000 179,428 - 4.1 122,400 Common Stock
Jaume Pons Director, President & CEO Sale of securities on an exchange or to another person at price $ 55.12 per share. 19 Oct 2021 2,229 444,598 - 55.1 122,866 Common Stock
Jaume Pons Director, President & CEO Sale of securities on an exchange or to another person at price $ 55.12 per share. 19 Oct 2021 2,229 444,598 - 55.1 122,866 Common Stock
Jaume Pons Director, President & CEO Sale of securities on an exchange or to another person at price $ 54.17 per share. 19 Oct 2021 14,471 446,827 - 54.2 783,848 Common Stock
Jaume Pons Director, President & CEO Sale of securities on an exchange or to another person at price $ 54.17 per share. 19 Oct 2021 14,471 446,827 - 54.2 783,848 Common Stock
Peter S. Garcia Chief Financial Officer Sale of securities on an exchange or to another person at price $ 55.15 per share. 18 Oct 2021 1,903 11,806 - 55.2 104,958 Common Stock
Peter S. Garcia Chief Financial Officer Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. 18 Oct 2021 7,229 60,468 - - Employee Stock Option (right to buy)
Peter S. Garcia Chief Financial Officer Sale of securities on an exchange or to another person at price $ 59.06 per share. 18 Oct 2021 189 9,331 - 59.1 11,163 Common Stock
Peter S. Garcia Chief Financial Officer Sale of securities on an exchange or to another person at price $ 58.30 per share. 18 Oct 2021 438 9,520 - 58.3 25,537 Common Stock
Peter S. Garcia Chief Financial Officer Sale of securities on an exchange or to another person at price $ 57.54 per share. 18 Oct 2021 411 9,958 - 57.5 23,648 Common Stock
Peter S. Garcia Chief Financial Officer Sale of securities on an exchange or to another person at price $ 56.09 per share. 18 Oct 2021 1,437 10,369 - 56.1 80,603 Common Stock
Peter S. Garcia Chief Financial Officer Sale of securities on an exchange or to another person at price $ 54.33 per share. 18 Oct 2021 2,851 13,709 - 54.3 154,884 Common Stock
Peter S. Garcia Chief Financial Officer Exercise or conversion of derivative security received from the company (such as an option) at price $ 4.08 per share. 18 Oct 2021 7,229 16,560 - 4.1 29,494 Common Stock
Sophia Randolph Director, Chief Medical Officer Sale of securities on an exchange or to another person at price $ 60.79 per share. 11 Oct 2021 4,948 151,867 - 60.8 300,776 Common Stock
Sophia Randolph Director, Chief Medical Officer Sale of securities on an exchange or to another person at price $ 61.36 per share. 11 Oct 2021 2,439 149,428 - 61.4 149,646 Common Stock
Jaume Pons Director, President & CEO Sale of securities on an exchange or to another person at price $ 74.42 per share. 20 Sep 2021 10,322 463,247 - 74.4 768,154 Common Stock
Jaume Pons Director, President & CEO Sale of securities on an exchange or to another person at price $ 73.78 per share. 20 Sep 2021 4,429 473,569 - 73.8 326,754 Common Stock
Jaume Pons Director, President & CEO Sale of securities on an exchange or to another person at price $ 76.46 per share. 20 Sep 2021 235 461,298 - 76.5 17,969 Common Stock
Jaume Pons Director, President & CEO Sale of securities on an exchange or to another person at price $ 75.46 per share. 20 Sep 2021 1,714 461,533 - 75.5 129,336 Common Stock
Sophia Randolph Director, Chief Medical Officer Sale of securities on an exchange or to another person at price $ 78.31 per share. 10 Sep 2021 1,458 156,815 - 78.3 114,183 Common Stock
Sophia Randolph Director, Chief Medical Officer Sale of securities on an exchange or to another person at price $ 77.69 per share. 10 Sep 2021 5,029 158,273 - 77.7 390,682 Common Stock
Sophia Randolph Director, Chief Medical Officer Sale of securities on an exchange or to another person at price $ 76.45 per share. 10 Sep 2021 900 163,302 - 76.5 68,806 Common Stock
Peter S. Garcia Chief Financial Officer Exercise or conversion of derivative security received from the company (such as an option) at price $ 4.08 per share. 23 Aug 2021 60,000 69,331 - 4.1 244,800 Common Stock
Peter S. Garcia Chief Financial Officer Sale of securities on an exchange or to another person at price $ 70.85 per share. 23 Aug 2021 1,593 67,738 - 70.9 112,872 Common Stock
Peter S. Garcia Chief Financial Officer Sale of securities on an exchange or to another person at price $ 72.03 per share. 23 Aug 2021 3,497 64,241 - 72.0 251,906 Common Stock
Peter S. Garcia Chief Financial Officer Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. 23 Aug 2021 19,370 80,468 - - Employee Stock Option (right to buy)
Peter S. Garcia Chief Financial Officer Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. 23 Aug 2021 40,630 95,659 - - Employee Stock Option (right to buy)
Peter S. Garcia Chief Financial Officer Sale of securities on an exchange or to another person at price $ 77.57 per share. 23 Aug 2021 35 9,331 - 77.6 2,715 Common Stock
Peter S. Garcia Chief Financial Officer Sale of securities on an exchange or to another person at price $ 76.66 per share. 23 Aug 2021 2,616 9,366 - 76.7 200,550 Common Stock
Peter S. Garcia Chief Financial Officer Sale of securities on an exchange or to another person at price $ 75.71 per share. 23 Aug 2021 10,743 11,982 - 75.7 813,317 Common Stock
Peter S. Garcia Chief Financial Officer Sale of securities on an exchange or to another person at price $ 75.09 per share. 23 Aug 2021 19,448 22,725 - 75.1 1,460,278 Common Stock
Peter S. Garcia Chief Financial Officer Sale of securities on an exchange or to another person at price $ 73.57 per share. 23 Aug 2021 4,008 42,173 - 73.6 294,871 Common Stock
Peter S. Garcia Chief Financial Officer Sale of securities on an exchange or to another person at price $ 72.66 per share. 23 Aug 2021 18,060 46,181 - 72.7 1,312,252 Common Stock
Peter S. Garcia Chief Financial Officer Sale of securities on an exchange or to another person at price $ 67.13 per share. 17 Aug 2021 505 11,771 - 67.1 33,899 Common Stock
Peter S. Garcia Chief Financial Officer Exercise or conversion of derivative security received from the company (such as an option) at price $ 4.08 per share. 17 Aug 2021 10,000 19,331 - 4.1 40,800 Common Stock
Peter S. Garcia Chief Financial Officer Sale of securities on an exchange or to another person at price $ 65.24 per share. 17 Aug 2021 4,687 14,644 - 65.2 305,757 Common Stock
Peter S. Garcia Chief Financial Officer Sale of securities on an exchange or to another person at price $ 65.83 per share. 17 Aug 2021 2,368 12,276 - 65.8 155,892 Common Stock
Peter S. Garcia Chief Financial Officer Sale of securities on an exchange or to another person at price $ 68.34 per share. 17 Aug 2021 2,400 9,371 - 68.3 164,005 Common Stock
Peter S. Garcia Chief Financial Officer Sale of securities on an exchange or to another person at price $ 68.62 per share. 17 Aug 2021 40 9,331 - 68.6 2,745 Common Stock
Peter S. Garcia Chief Financial Officer Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. 17 Aug 2021 10,000 136,289 - - Employee Stock Option (right to buy)
Sophia Randolph Director, Chief Medical Officer Sale of securities on an exchange or to another person at price $ 64.20 per share. 10 Aug 2021 1,718 169,871 - 64.2 110,291 Common Stock
Sophia Randolph Director, Chief Medical Officer Sale of securities on an exchange or to another person at price $ 65.46 per share. 10 Aug 2021 70 164,202 - 65.5 4,582 Common Stock
Sophia Randolph Director, Chief Medical Officer Sale of securities on an exchange or to another person at price $ 64.76 per share. 10 Aug 2021 5,599 164,272 - 64.8 362,566 Common Stock
Peter S. Garcia Chief Financial Officer Grant, award, or other acquisition of securities at price $ 0.00 per share. 30 Jul 2021 100,000 100,000 - - Employee Stock Option (right to buy)
Jaume Pons Director, President & CEO Grant, award, or other acquisition of securities at price $ 0.00 per share. 30 Jul 2021 225,000 225,000 - - Employee Stock Option (right to buy)
Sophia Randolph Director, Chief Medical Officer Grant, award, or other acquisition of securities at price $ 0.00 per share. 30 Jul 2021 100,000 100,000 - - Employee Stock Option (right to buy)
Shelly Pinto VP, Finance and CAO Grant, award, or other acquisition of securities at price $ 0.00 per share. 30 Jul 2021 25,000 25,000 - - Employee Stock Option (right to buy)
Jaume Pons Director, President & CEO Sale of securities on an exchange or to another person at price $ 54.37 per share. 19 Jul 2021 9,500 500,446 - 54.4 516,553 Common Stock
Jaume Pons Director, President & CEO Sale of securities on an exchange or to another person at price $ 55.08 per share. 19 Jul 2021 5,900 494,546 - 55.1 324,984 Common Stock
Jaume Pons Director, President & CEO Sale of securities on an exchange or to another person at price $ 53.62 per share. 19 Jul 2021 1,300 509,946 - 53.6 69,708 Common Stock
Sophia Randolph Director, Chief Medical Officer Sale of securities on an exchange or to another person at price $ 55.86 per share. 12 Jul 2021 300 171,589 - 55.9 16,757 Common Stock
Sophia Randolph Director, Chief Medical Officer Sale of securities on an exchange or to another person at price $ 54.86 per share. 12 Jul 2021 7,087 171,889 - 54.9 388,770 Common Stock
Jaume Pons Director, President & CEO Sale of securities on an exchange or to another person at price $ 58.92 per share. 21 Jun 2021 10,353 511,246 - 58.9 609,976 Common Stock
Jaume Pons Director, President & CEO Sale of securities on an exchange or to another person at price $ 58.06 per share. 21 Jun 2021 6,347 521,599 - 58.1 368,504 Common Stock
Corey S. Goodman Director Grant, award, or other acquisition of securities at price $ 0.00 per share. 11 Jun 2021 12,004 12,004 - - Stock Option (right to buy)
Jack B. Nielsen Director Grant, award, or other acquisition of securities at price $ 0.00 per share. 11 Jun 2021 12,004 12,004 - - Stock Option (right to buy)
Jason Lettmann Director Grant, award, or other acquisition of securities at price $ 0.00 per share. 11 Jun 2021 12,004 12,004 - - Stock Option (right to buy)
Rekha Hemrajani Director Grant, award, or other acquisition of securities at price $ 0.00 per share. 11 Jun 2021 12,004 12,004 - - Stock Option (right to buy)
Graham Walmsley Director Grant, award, or other acquisition of securities at price $ 0.00 per share. 11 Jun 2021 12,004 12,004 - - Stock option (right to buy)
Jaume Pons Director, President & CEO Sale of securities on an exchange or to another person at price $ 55.69 per share. 19 May 2021 15,221 528,925 - 55.7 847,659 Common Stock
Jaume Pons Director, President & CEO Sale of securities on an exchange or to another person at price $ 56.71 per share. 19 May 2021 979 527,946 - 56.7 55,515 Common Stock
Jaume Pons Director, President & CEO Sale of securities on an exchange or to another person at price $ 54.20 per share. 19 May 2021 500 544,146 - 54.2 27,102 Common Stock
Sophia Randolph Director, Chief Medical Officer Sale of securities on an exchange or to another person at price $ 62.12 per share. 10 May 2021 4,433 187,392 - 62.1 275,378 Common Stock
Sophia Randolph Director, Chief Medical Officer Sale of securities on an exchange or to another person at price $ 61.12 per share. 10 May 2021 1,925 191,825 - 61.1 117,654 Common Stock
Sophia Randolph Director, Chief Medical Officer Sale of securities on an exchange or to another person at price $ 64.56 per share. 10 May 2021 73 186,363 - 64.6 4,713 Common Stock
Sophia Randolph Director, Chief Medical Officer Sale of securities on an exchange or to another person at price $ 62.79 per share. 10 May 2021 956 186,436 - 62.8 60,026 Common Stock
Shelly Pinto VP, Finance and CAO Grant, award, or other acquisition of securities at price $ 0.00 per share. 03 May 2021 125,000 125,000 - - Employee Stock Option (right to buy)
Jaume Pons Director, President & CEO Sale of securities on an exchange or to another person at price $ 60.48 per share. 19 Apr 2021 837 544,646 - 60.5 50,618 Common Stock
Jaume Pons Director, President & CEO Sale of securities on an exchange or to another person at price $ 59.52 per share. 19 Apr 2021 663 545,483 - 59.5 39,460 Common Stock
Jaume Pons Director, President & CEO Sale of securities on an exchange or to another person at price $ 58.36 per share. 19 Apr 2021 2,914 546,146 - 58.4 170,054 Common Stock
Jaume Pons Director, President & CEO Sale of securities on an exchange or to another person at price $ 57.73 per share. 19 Apr 2021 6,956 549,060 - 57.7 401,568 Common Stock
Jaume Pons Director, President & CEO Sale of securities on an exchange or to another person at price $ 56.42 per share. 19 Apr 2021 5,330 556,016 - 56.4 300,733 Common Stock
Sophia Randolph Director, Chief Medical Officer Sale of securities on an exchange or to another person at price $ 58.06 per share. 12 Apr 2021 2,903 198,234 - 58.1 168,541 Common Stock
Sophia Randolph Director, Chief Medical Officer Sale of securities on an exchange or to another person at price $ 60.29 per share. 12 Apr 2021 2,941 194,293 - 60.3 177,299 Common Stock
Sophia Randolph Director, Chief Medical Officer Sale of securities on an exchange or to another person at price $ 59.15 per share. 12 Apr 2021 1,000 197,234 - 59.1 59,148 Common Stock
Sophia Randolph Director, Chief Medical Officer Sale of securities on an exchange or to another person at price $ 61.59 per share. 12 Apr 2021 259 194,034 - 61.6 15,953 Common Stock
Sophia Randolph Director, Chief Medical Officer Sale of securities on an exchange or to another person at price $ 63.51 per share. 12 Apr 2021 284 193,750 - 63.5 18,037 Common Stock
Jaume Pons Director, President & CEO Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.99 per share. 25 Mar 2021 10,000 561,346 - 1.0 9,900 Common Stock
Jaume Pons Director, President & CEO Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. 25 Mar 2021 10,000 242,179 - - Employee Stock Option (right to buy)
Jaume Pons Director, President and CEO Sale of securities on an exchange or to another person at price $ 64.98 per share. 22 Mar 2021 900 565,946 - 65.0 58,486 Common Stock
Jaume Pons Director, President and CEO Exercise or conversion of derivative security received from the company (such as an option) at price $ 1.91 per share. 22 Mar 2021 16,700 568,046 - 1.9 31,897 Common Stock
Jaume Pons Director, President and CEO Sale of securities on an exchange or to another person at price $ 63.79 per share. 22 Mar 2021 1,200 566,846 - 63.8 76,545 Common Stock
Jaume Pons Director, President and CEO Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. 22 Mar 2021 16,700 89,019 - - Employee Stock Option (right to buy)
Jaume Pons Director, President and CEO Sale of securities on an exchange or to another person at price $ 70.12 per share. 22 Mar 2021 600 551,346 - 70.1 42,075 Common Stock
Jaume Pons Director, President and CEO Sale of securities on an exchange or to another person at price $ 69.77 per share. 22 Mar 2021 9,200 551,946 - 69.8 641,857 Common Stock
Jaume Pons Director, President and CEO Sale of securities on an exchange or to another person at price $ 68.27 per share. 22 Mar 2021 2,700 561,146 - 68.3 184,329 Common Stock
Jaume Pons Director, President and CEO Sale of securities on an exchange or to another person at price $ 67.18 per share. 22 Mar 2021 1,500 563,846 - 67.2 100,773 Common Stock
Jaume Pons Director, President and CEO Sale of securities on an exchange or to another person at price $ 66.32 per share. 22 Mar 2021 600 565,346 - 66.3 39,795 Common Stock
Sophia Randolph Director, Chief Medical Officer Sale of securities on an exchange or to another person at price $ 75.20 per share. 10 Mar 2021 1,146 201,237 - 75.2 86,177 Common Stock
Sophia Randolph Director, Chief Medical Officer Sale of securities on an exchange or to another person at price $ 76.69 per share. 10 Mar 2021 100 201,137 - 76.7 7,669 Common Stock
Sophia Randolph Director, Chief Medical Officer Sale of securities on an exchange or to another person at price $ 73.38 per share. 10 Mar 2021 1,297 207,227 - 73.4 95,177 Common Stock
Sophia Randolph Director, Chief Medical Officer Sale of securities on an exchange or to another person at price $ 74.35 per share. 10 Mar 2021 4,844 202,383 - 74.3 360,151 Common Stock
Peter S. Garcia Chief Financial Officer Exercise or conversion of derivative security received from the company (such as an option) at price $ 4.08 per share. 28 Jan 2021 6,128 9,128 - 4.1 25,002 Common Stock
Peter S. Garcia Chief Financial Officer Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. 28 Jan 2021 6,128 146,289 - - Employee Stock Option (right to buy)
Jaume Pons Director, President & CEO Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.99 per share. 26 Jan 2021 10,000 551,346 - 1.0 9,900 Common Stock
Jaume Pons Director, President & CEO Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. 26 Jan 2021 10,000 252,179 - - Employee Stock Option (right to buy)
Graham Walmsley Director Purchase of securities on an exchange or from another person at price $ 76.00 per share. 14 Dec 2020 20,000 995,000 - 76 1,520,000 Common Stock
Corey S. Goodman Other, Executive Chairman 21 Jul 2020 93,969 113,287 - - Common Stock
Corey S. Goodman Other, Executive Chairman 21 Jul 2020 52,647 54,083 - - Common Stock
Corey S. Goodman Other, Executive Chairman 21 Jul 2020 3,100,020 0 - - Series A Convertible Stock
Corey S. Goodman Other, Executive Chairman 21 Jul 2020 2,398,588 0 - - Series A Convertible Stock
Corey S. Goodman Other, Executive Chairman 21 Jul 2020 3,100,020 3,969,789 - - Common Stock
Corey S. Goodman Other, Executive Chairman Purchase of securities on an exchange or from another person at price $ 19.00 per share. 21 Jul 2020 850,000 850,000 - 19 16,150,000 Common Stock
Corey S. Goodman Other, Executive Chairman 21 Jul 2020 15,794 0 - - Series B Convertible Stock
Corey S. Goodman Other, Executive Chairman 21 Jul 2020 3,941,949 5,268,325 - - Common Stock
Corey S. Goodman Other, Executive Chairman 21 Jul 2020 78,175 0 - - Series A Convertible Stock
Corey S. Goodman Other, Executive Chairman 21 Jul 2020 52,647 0 - - Series C Convertible Stock
Corey S. Goodman Other, Executive Chairman 21 Jul 2020 490,411 0 - - Series B Convertible Stock
Corey S. Goodman Other, Executive Chairman 21 Jul 2020 1,052,950 0 - - Series C Convertible Stock
Peter S. Garcia Chief Financial Officer Purchase of securities on an exchange or from another person at price $ 19.00 per share. 21 Jul 2020 3,000 3,000 - 19 57,000 Common Stock
Steffen Pietzke VP Fin & Chief Acct Officer Purchase of securities on an exchange or from another person at price $ 19.00 per share. 21 Jul 2020 3,000 3,000 - 19 57,000 Common Stock
Jason Lettmann Director, Ten Percent Owner 21 Jul 2020 10,529 0 - - Series C Convertible Preferred Stock
Jason Lettmann Director, Ten Percent Owner 21 Jul 2020 11,110 0 - - Series B Convertible Preferred Stock
Jason Lettmann Director, Ten Percent Owner 21 Jul 2020 1,831,027 2,268,087 - - Common Stock
Jason Lettmann Director, Ten Percent Owner 21 Jul 2020 88,704 107,220 - - Common Stock
Jason Lettmann Director, Ten Percent Owner 21 Jul 2020 150,801 0 - - Series B Convertible Preferred Stock
Jason Lettmann Director, Ten Percent Owner 21 Jul 2020 8,175 0 - - Series B Convertible Preferred Stock
Jason Lettmann Director, Ten Percent Owner 21 Jul 2020 59,998 0 - - Series B Convertible Preferred Stock
Jason Lettmann Director, Ten Percent Owner 21 Jul 2020 39,758 0 - - Series A Convertible Preferred Stock
Jason Lettmann Director, Ten Percent Owner 21 Jul 2020 683,523 0 - - Series A Convertible Preferred Stock
Jason Lettmann Director, Ten Percent Owner 21 Jul 2020 222,752 0 - - Series A Convertible Preferred Stock
Jason Lettmann Director, Ten Percent Owner 21 Jul 2020 1,633,743 0 - - Series A Convertible Preferred Stock
Jason Lettmann Director, Ten Percent Owner 21 Jul 2020 78,175 0 - - Series A Convertible Preferred Stock
Jason Lettmann Director, Ten Percent Owner 21 Jul 2020 111,528 120,212 - - Common Stock
Jason Lettmann Director, Ten Percent Owner Purchase of securities on an exchange or from another person at price $ 19.00 per share. 21 Jul 2020 22,000 22,000 - 19 418,000 Common Stock
Jason Lettmann Director, Ten Percent Owner 21 Jul 2020 1,498,984 2,023,469 - - Common Stock
Jason Lettmann Director, Ten Percent Owner Purchase of securities on an exchange or from another person at price $ 19.00 per share. 21 Jul 2020 378,000 378,000 - 19 7,182,000 Common Stock
Jason Lettmann Director, Ten Percent Owner 21 Jul 2020 249,632 309,222 - - Common Stock
Jason Lettmann Director, Ten Percent Owner 21 Jul 2020 38,660 0 - - Series C Convertible Preferred Stock
Jason Lettmann Director, Ten Percent Owner 21 Jul 2020 664,660 0 - - Series C Convertible Preferred Stock
Jason Lettmann Director, Ten Percent Owner 21 Jul 2020 18,705 0 - - Series C Convertible Preferred Stock
Jason Lettmann Director, Ten Percent Owner 21 Jul 2020 137,286 0 - - Series C Convertible Preferred Stock
Rekha Hemrajani Director Purchase of securities on an exchange or from another person at price $ 19.00 per share. 21 Jul 2020 3,000 3,000 - 19 57,000 Common Stock
Graham Walmsley Director Purchase of securities on an exchange or from another person at price $ 19.00 per share. 21 Jul 2020 975,000 975,000 - 19 18,525,000 Common Stock
Graham Walmsley Director 21 Jul 2020 2,105,901 0 - - Series C Convertible Preferred Stock
Graham Walmsley Director 21 Jul 2020 2,105,901 2,161,981 - - Common Stock
Jaume Pons Director, President and CEO 21 Jul 2020 27,292 541,346 - - Common Stock
Jaume Pons Director, President and CEO 21 Jul 2020 1,803 0 - - Series A Convertible Preferred Stock
Jaume Pons Director, President and CEO 21 Jul 2020 5,264 0 - - Series C Convertible Preferred Stock
Jaume Pons Director, President and CEO 21 Jul 2020 20,225 0 - - Series A Convertible Preferred Stock
Nathan Caffo Chief Business Officer 21 Jul 2020 10,529 11,254 - - Common Stock
Nathan Caffo Chief Business Officer 21 Jul 2020 10,529 0 - - Series B Convertible Preferred Stock
Corey S. Goodman Other, Executive Chairman Grant, award, or other acquisition of securities at price $ 0.00 per share. 16 Jul 2020 24,009 24,009 - - Stock Option (right to buy)
Peter S. Garcia Chief Financial Officer Grant, award, or other acquisition of securities at price $ 0.00 per share. 16 Jul 2020 88,137 88,137 - - Employee Stock Option (right to buy)
Jack B. Nielsen Director Grant, award, or other acquisition of securities at price $ 0.00 per share. 16 Jul 2020 24,009 24,009 - - Stock Option (right to buy)
Steffen Pietzke VP Fin & Chief Acct Officer Grant, award, or other acquisition of securities at price $ 0.00 per share. 16 Jul 2020 41,789 41,789 - - Employee Stock Option (right to buy)
Jason Lettmann Director, Ten Percent Owner Grant, award, or other acquisition of securities at price $ 0.00 per share. 16 Jul 2020 24,009 24,009 - - Stock Option (right to buy)
Graham Walmsley Director Grant, award, or other acquisition of securities at price $ 0.00 per share. 16 Jul 2020 24,009 24,009 - - Stock Option (right to buy)
Jaume Pons Director, President &CEO Grant, award, or other acquisition of securities at price $ 0.00 per share. 16 Jul 2020 272,771 272,771 - - Employee Stock Option (right to buy)
Nathan Caffo Chief Business Officer Grant, award, or other acquisition of securities at price $ 0.00 per share. 16 Jul 2020 22,794 22,794 - - Employee Stock Option (right to buy)
Sophia Randolph Chief Medical Officer Grant, award, or other acquisition of securities at price $ 0.00 per share. 16 Jul 2020 89,657 89,657 - - Employee Stock Option (right to buy)
*All Values are in $ Million
Client Category: Promoter/ KMP/ Director / Immediate Relatives / Employee / etc  
Security Type: Share/ Warrants / Convertible Debentures
Data as reported to USA Exchanges
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